Receive an overview of the current state of capital raising under Reg A, Reg D, and recent “crowdfunding” reforms, with an additional focus on common securities fraud schemes that can ensnare smaller companies seeking to raise capital. Also discussed will be a micro case study on Georgia CPAs who have been charged with insider trading by the SEC for breaching their duties to clients.
“The Securities and Exchange Commission, as a matter of policy, disclaims responsibility for any private publication or statement by any of its employees. The views expressed herein are those of the author and do not necessarily reflect the views of the Commission or of the author’s colleagues upon the staff of the Commission.”
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